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The Healing Function of Investigatory Process in Sexual Victimization Cases

3/15/2021

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     It’s the Ides of March, and there is a growing clamor from Democrats in Congress, as well as within the New York State Legislature for Governor Andrew Cuomo to immediately resign from office because of a number of allegations of improper sexual behavior that have been lodged against him in recent weeks. The prevailing rationale is that he has lost the capacity to govern effectively in the absence of sufficient political support. The calls for him to leave are also reflected in the announcement of impeachment proceedings in the New York State Assembly and of an investigation overseen by New York State Attorney General, Letitia James. Yesterday, we heard from President Joseph Biden on this question for the first time. In responding to a reporter’s question, he demonstrated why he is president and the rest of us are not. Alone among the state and national political leaders who are demanding Cuomo’s immediate departure, the President asks only that Ms. James’ investigation proceed without delay. In so doing he expresses much confidence in the Attorney General and underscores the importance of allowing the investigatory process to be carried out to completion. President Biden nailed it. He is absolutely right to insist that a thorough, objective investigation do the job of shedding light on what may have occurred, the degree of responsibility borne by Governor Cuomo, and the impact the entire experience may be having on those who claim to have been victimized. If the investigatory process were to be short-circuited, the answers to those three questions would be less complete, more ambiguous and likely to twist in the wind for weeks, months, years and even lifetimes. There would predictably be an interminable second round of victimization due to the failure to properly process the allegations. As a consequence, the victims may never get the opportunity for full validation of what they claim to have experienced. Absent such validation, they become easy targets for being cast as villains or social pariahs. They become more likely to suffer from Depression, PTSD, social isolation, and poor adaptive function for the rest of their lives. Absent the investigatory process, victims are less likely to receive the social and emotional support their healing requires.

     Governor Cuomo has denied committing the acts of sexual harassment, non-consensual sexual contact and abuse of power that have been claimed to have occurred. He may be lying, but it is also possible that one or more of the complainants is either lying or distorting the true nature of what might have occurred. He deserves what every other American deserves under our constitution, the right to be regarded as innocent until such time that he has been shown to be guilty. What happened at the Capitol this past January 6th is but a more dramatic, violent version of what is happening when premature calls for resignation threaten to quash our centuries long instinct for fairness within carefully crafted democratic institutions. What almost happened on January 6th was nothing less than the crushing of our democracy; when due process is denied this too is a crushing of our democracy. What seems to have taken hold over the past couple of weeks is the latest incarnation of the cancel culture mentality which gained traction a few years ago as the remedy for the heretofore almost total ignoring of victims’ rights. The remedy of cancellation of the offensive party, whether it pertain to sexual, racist, xenophobic or other socially disapproved acts has been manifested by attempts at erasing the person from our memory and awareness. So we lose a Senator Franken for offenses that pale in comparison to those perpetrated openly and defiantly by the 45th president, simply because he is a member of a political party obsessed with avoiding looking hypocritical. We decide to never listen to recordings of Kate Smith singing God Bless America. We make plans to strip schools, roadways and bridges of such names as Thomas Jefferson and George Washington. Our default “corrective action” is to cast away rather than to rehabilitate. In so doing we attempt to erase from memory any redeemable qualities or accomplishments associated with those destined for the cancel culture garbage heap. In the tradition of American exceptionalism, we’ve become the world’s expert at institutionalizing criminal offenders of all stripes, particularly when they are persons of color. In the present circumstance, the call for Cuomo’s immediate departure may be of great negative consequence to the people of New York and the U.S. During the darkest early days of the pandemic, last spring, when New York was the world’s catastrophic epicenter, somebody needed to step up to give direction, hope and strength. Such leadership was MIA at the White House and in many governor mansions across the country. Cuomo’s daily briefings on the status of everything COVID, was viewed religiously by millions of New Yorkers, other Americans and people throughout the world. No, that doesn’t give him a pass on any sexual transgression he may have committed or excuse him from any role he might have played in issuing misleading reports about number of nursing home deaths, but it does recognize his past, present and future importance to us in at least completing the mission of ending the pandemic and returning to normalcy. The same skills and complex personality which eventuated in monumental leadership a year ago are still needed to ensure that New Yorkers continue to practice whatever the CDC recommends, to ensure we are all vaccinated this spring, and to implement a business – economic plan for restoring normalcy to our lives. Perhaps we will need another half year or longer before we arrive at the point where our need for a leader like Cuomo will not be so dire. By then, the investigation by Ms. James will have presumably provided us with the clarity needed to secure justice and due compensation for all, be it the victims or the falsely accused. At that point, Cuomo would either be exonerated, or found to be at fault and not worthy of completing his third term in office. It is then that resignation or impeachment would be most appropriate.

     Those who viewed the HBO documentary series, Allen v. Farrow have had the opportunity of seeing what can happen when the investigatory process is sidetracked in the context of a case of child sexual abuse. In 1992 at least three investigations were initiated in response to revelations made by the 7 year-old daughter of Woody Allen and Mia Farrow, Dylan, that she had been sexually molested by her father. An investigation conducted at a children’s mental health facility in Connecticut failed to confirm the allegations, as did a parallel investigation conducted by The New York City Child Welfare Administration. A focus of the 4th and final series episode was on the criminal investigation conducted by Connecticut state attorney, Frank Maco, who, although believing there was enough evidence to conclude “probable cause,” decided to abort the process. He determined that subjecting Dylan to examination and cross-examination at trial would predictably have been traumatizing, thereby exacerbating the impact of any trauma already experienced via sexual victimization. We see a poignant conversation between Mr. Maco and Dylan, some 28 years later, who listens to his explanation about why the decision to drop the case was made. We also see Woody Allen at a press conference that took place when the charges were dropped. Dylan shows gratitude for what Mr. Maco did or didn’t do. She believed that Mr. Maco indeed acted in her best interest by shielding her from the experience of being questioned in Court, surrounded by the peering eyes of strangers and family, especially the bespectacled eyes of her father. Woody, despite being off the hook for criminal prosecution, expresses great displeasure with Mr. Maco, who essentially did a  “Comey” twenty-three years before FBI Director James Comey announced he would not be filing charges against Hillary Clinton and then proceeded to excoriate her for mishandling of emails. In each instance the message delivered by law enforcement serves to permanently tarnish the reputation of the accused who is deprived of any opportunity for exoneration at trial.

     A closer look at the events of the early 1990’s reveals that a much more just and emotionally healthy outcome could have been realized. Dylan could have been spared more than a quarter of a century of blaming herself for wrecking the family, for bringing shame to herself and family, for feeling socially ostracized, for feeling permanently damaged, for feeling that she must keep her true self hidden from everyone, which means to sacrifice authenticity. Her father need not have endured the protracted attack on his reputation and career, even if he were found guilty of a crime in 1993. In that instance, he would have had the opportunity to rehabilitate and to find a new path for living life without perpetually having to brace himself for the next attack. What Dylan needed back then was the opportunity to express whatever she endured within a suitable environment featuring support, and relative privacy. She would have been able to relay her personal narrative as much as she would have been capable of at age 7 or 8, and subsequently be in a better position to modify her narrative at later times in her development. Of significant importance, Dylan would have been relieved of the tremendous, toxic burden of secrecy as the core requirement of her childhood. To feel compelled to keep such secrets is to guarantee the eventuation of shame, accompanied by social avoidance, depression and diminished adaptive function. So what could have been done differently?

    It turns out that Mr.Maco might have been able to go through with a trial and still afford Dylan a considerable amount of protection from the stressors of having to testify against her father in open court. He might have been able to take advantage of a decision handed down by the U.S. Supreme Court more than 2 years earlier on June 27th 1990. In the case of State of Maryland v. Craig, No. 89-478, the Court ruled that a child victim of abuse may be allowed to give her testimony via closed circuit television under certain circumstances, without that being a violation of the defendant’s 6th Amendment right to be able to confront his accuser.. It would have been Mr. Maco’s task to prove to the Court, with the assistance of expert testimony, that the child would be traumatized by having to testify in the defendant’s presence. It is conceivable that Dylan could have repeated the narrative that she previously told her therapist, probably with the extra reassurance of having the therapist nearby. Testimony could have been taken in the Judge’s chambers or in another setting much less austere than a courtroom. The swing vote in this 5 to 4 decision belonged to Justice Sandra Day O’Connor who recognized the “state’s interest in the physical and psychological well-being of child abuse victims… which may be sufficiently important , at least in some cases, a defendant’s right to face his accusers in court.” With such protection in place, Dylan’s participation in search of justice, backed by her mother, other close relatives and high ranking state officials would have catalyzed her much needed journey from victim to survivor to just another lovable, normal kid focusing on the task of mastering what other 7 and 8 year olds attempt to master. In his seeming benevolent gesture of “protecting” Dylan by short-circuiting the investigatory process,  he inadvertently hindered and delayed her recovery well into adulthood. Only Mr. Maco knows whether there may have been an additional factor which convinced him to steer away from proceeding with charging Mr. Allen. In the majority of intra-familial sexual victimization cases, there is little if any physical evidence or eye-witnessed account of the alleged crimes. That makes it quite difficult to win convictions, which is not helpful to an official who might be facing the pressures of running for re-election. It is not known whether Mr. Maco was facing such pressures, nor did the documentary indicate whether a trained forensic mental health evaluator was enlisted by him to search for credible or exculpatory evidence. His commentary during the documentary implied that he served as his own evaluator, mentioning how daunting it was to elicit Dylan’s candor. An unspoken third possible reason for not pursuing the case to trial, is a paucity of clear, unambiguous, specific, disclosure, even though ample situational, incriminating evidence  was found.

      In sum, in a society such as ours, one which is supposed to nurture aspirational humanistic, democratic values, political or personal agenda which is disruptive and likely to derail due process in general and investigatory process in sexual victimization cases in particular, should be eschewed. Due process takes longer and may still fail to provide all the answers one is trying to answer, but it comes much closer to promoting the emotional health and dignity of everyone concerned. For the child sexual abuse victim or even the adult victim of childhood sexual abuse it may be regarded as a necessary component or means of realizing the most complete, enduring recovery attainable. What would have happened in 2018 if the investigatory process pertaining to allegations lodged against Brett Kavanaugh wasn’t sabotaged by the very effective, contrived tantrums of Senator Linsey Graham? A comparable question might be asked about the impact of Clarence Thomas’ contrived mini-tantrum which succeeded in distracting Senate Judiciary Committee Chairman Joe Biden from pursuing the investigatory process regarding sexual victimization allegations made against him to completion. When those in charge choose to prematurely abandon the investigatory process, it usually means that politics has taken over and that emotion-focused coping has replaced higher forms of intellectual problem-solving. For the most extreme recent example of the dangers of choosing emotion focused coping over problem-focused coping take another look at the videos taken at the Capitol on January 6, 2021.                             

​ Leonard T. Gries, Ph.D. The Ides of March, 2021

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Crisis in Family Court, Part ll :  The Crisis Deepens

3/14/2016

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     This is a follow-up to an October 22, 2015, “Len’s in Focus” blog, entitled, “Crisis in Family Court: What Should be Done When Judges Break the Rules.” At that time, we were awaiting responses from three investigatory bodies, as well as from other officials of the Family Courts, and Law Guardian Programs in Brooklyn, Queens, and Nassau Counties of New York State. A host of issues were in need of addressing as a result of the very questionable actions and inactions committed by a Nassau County Family Court Judge, the Honorable Conrad Singer and his Counsel, Judge Tammy Robbins.

     Over the past 5 months, much has transpired, but in reality, very little has been accomplished with respect to answering the question inherent in the sub-title of the 10/22/15 blog. Consequently, the overall situation is substantially worse than it seemed to be. Instead of this simply being a narrative of how two officials of Family Court strayed from following an ethical course of conduct, the existence of systemic inertia, disinterest, and/or malfeasance, as well as structural dysfunction, has become apparent. Here is what transpired since October.

1.  On Election Day, November 3, 2016, Judge Robbins failed in her bid to return to the Bench. As far as is known, she retains her position as Counsel for Judge Singer.

2.  In October, 2015, Judge Singer decided to sign the 18b voucher that was returned to him by Dr. James Gries, thereby paving the way for payment in full for evaluation. Prior to this, the Nassau County Assigned Counsel Plan coordinator, assisted Dr. Gries in gaining partial payment. In approving the voucher, Judge Singer sent a letter to Dr. Gries in which he made no mention or acknowledgement of any error of omission or commission that he or his Counsel made throughout the entire matter. It may only be speculated as to what prompted Judge Singer to finally approve payment for a report that had been submitted to him 4 months earlier, and that had been rejected by his Counsel. In an October 5, 2015 letter, Dr. James Gries asked Judge Singer to provide him with “a letter of comfort attesting to my compliance with the Court Order (appointing him to do the forensic evaluation), and adherence to the standards expected of a forensic evaluator.” Rather than comply with this request, Judge Singer, in his reply, instead seemed to fully stand behind the actions of his staff while tacitly denying any knowledge about Judge Robbin’s apparent unethical actions.  He wrote that, generally, he permits staff to preview reports in order to “…to ensure the procedural requirements of the court order are adhered to…”  He ended his letter by writing: “I am sure you can appreciate the court’s protocol with regard to forensic reports.”  Absolutely no acknowledgment of error was made.

3.  In late January, 2016, Dr. Leonard Gries received a letter of apology from Judge Robbins, dated January 12, 2016. In her letter, she expressed that she had been “alarmed and disturbed” to discover that her “vulgar and inappropriate” email, dated July 24, 2015, had been “sent to you in error as it was meant for my secretary.” She assured, “had I known that I had made this mistake, I would have immediately reached out to you to apologize.” Yet, despite the fact that she learned of this mistaken email communication when she was contacted by the New York State Inspector General on October 14, 2015, it took another three full months before she decided to send the letter of apology. Perhaps her decision to send it was influenced by the urging of a third party, such as the Honorable Thomas Adams, Administrative Judge of the 10th Judicial District, Nassau County. In his position, it is Judge Adams who would presumably be charged with carrying out the corrective actions suggested by the office of the Inspector General. Aside from sending a vulgar email, no other acknowledgment of error was made.          

4.  On February 2, 2016, Dr. Leonard Gries sent a letter to Judge Adams, asking for his “administrative guidance concerning the rules and required professional practices that pertain to ... each of three questions:”
  • “When, if ever, is it appropriate for a Family Court Judge or his Counsel, to insert him or herself into determining the actual content of a Forensic Child Custody Evaluation conducted by an impartial, court-appointed Forensic Evaluator?”
  • “When, if ever, is it appropriate for a duly conducted Forensic Evaluation to be suppressed, and removed from case files, before any of the involved attorneys for the parties or subject child receive the opportunity to review it and/or ask that it be submitted into evidence?”
  • “When, if ever, is it appropriate for a Family Court Judge or his Counsel, to deny payment to a duly appointed Forensic Evaluator, following the submission of a report that was completed according to the provisions of the Court Order of Appointment?”
It was pointed out to Judge Adams that neither Judge Robbins nor Judge Singer had expressed any acknowledgement of error in their handling of the case, suggesting that “either may feel it appropriate to act in the very same manner in their conduct of future cases.”  At the conclusion of the letter, an appeal was made for Judge Adams, or the county Administrator of the Assigned Counsel Plan “to clarify what the rules that apply to all parties are.” Judge Adams never responded to the 2/2/2016 letter!

5.  In February 22, 2016, Dr. Leonard Gries and Dr. James Gries sent a 3 page letter to the Office of Attorneys for Children in Brooklyn, N.Y. with copies to its Director, to the Presiding Justice, Supreme court of the State of New York, Appellate Division, Second Judicial Department, and to the Deputy Chief Administrative Judge, Courts Outside New York City, State of New York Unified Court System. In the letter, the facts and events of the entire matter were summarized. The central point raised asked, “if errors of judgment were made, shouldn’t there be some declaration of what they were?...If no errors were made, then this should be announced as well …” Specifically, “we are asking that you clarify the rules pertaining to ex-parte communication, judicial involvement in requiring changes in report content, judicial suppression without a hearing, of duly submitted reports, and arbitrary judicial delay or denial of payment for services rendered by court appointed evaluators. Guidelines and clarifying statements are urgently needed to restore credibility regarding the Family Court’s adherence to the highest ethical standards, as well as the rule of law.” Of all the recipients of the 2/22/2016 letter, only one cared to reply.


6.  On March 3, 2016, a reply was received from the Mental Health Professionals Certification Committee, State of New York, Appellate Division, Supreme Court /First and Second Judicial Departments, stating that “it would not be appropriate for me or this office to provide any guidance as judicial conduct is not within our jurisdiction.” No other responses have been received. Neither the New York State Commission on ct, nor the Inspector General of the New York State Unified Court System, nor the State of new York Grievance Committee For the 10th, Judicial District, nor the Administrative Judge for the 10th Judicial District, Nassau County, nor the Administrators of the Assigned Counsel Plan/Law Guardian Programs for Brooklyn, Queens or Nassau Counties of New York State felt any obligation to clarify the issues raised. Answering such questions was implicitly deemed to be beyond the jurisdiction of each official or entity. In almost comical fashion, one respondent recently suggested that the matter be again taken up by two of the other entities that already declined to make any comment or take any action.

 
     What may we conclude from this eight month long exercise in futility? Payment for services rendered was ultimately made, and a letter of apology regarding a vulgar email was ultimately sent, ostensibly as a consequence of the investigation conducted by the Inspector General of the New Your State Unified Court System. But none of the very important questions regarding ethical and legal conduct was answered or even addressed. May we conclude that the various legal and administrative components of the Family Court system are powerless to oversee or even comment on the actions of Family Court Judges and their Counsel? If so, then the rule of law and ethics are fully subject to the whims of the Judge. This is not only unfair, it is dangerous! It removes accountability, while paving the way for the arbitrary and potentially harmful handling of highly sensitive, emotionally wrenching family disputes, with unpredictable long term impact on the subject children. When arbitrary judicial actions are not even subject to transparent, independent review, the credibility of the Family Court system is grossly damaged. In the absence of a public and professional outcry concerning this problem, matters are likely to worsen.

Remedies are easier said than done, but a plan of action needs to start somewhere. In our next blog we will discuss such remedies.  We welcome your feedback.  Stay tuned. 

 
 
Leonard T. Gries, Ph.D., DABPS                                                                             James R. Gries, Psy.D.
March 14, 2016
 

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Crisis in Family Court

10/22/2015

15 Comments

 

Crisis In Family Court:
What Should Be Done When Judges Break The Rules

    Judicial integrity is of paramount importance in ensuring that families are treated fairly and that decisions about best interests of the child are reached objectively, following procedures and standards governing child custody proceedings in Family Court. As a NYS Licensed Psychologist, and impartial forensic evaluator, I am required to maintain total independence in interviewing, and assessing the parties, and in reaching conclusions and recommendations concerning child custody arrangements and parenting plans. I must operate under rules set forth by the Court. Judges and Referees are charged with the responsibility of seeing to it that the rules are followed. The credibility of the entire process hinges upon judicial enforcement of said rules.

    My recent involvement in a Nassau County Family Court case has exposed me to practices and an underlying culture among some court officials that raise great concern about the extent to which ethical standards are upheld or compromised, i.e. concern about whether the rules for fair play are being followed or broken. In the case in question, there was a concerted effort made by Judge Tammy Robbins, Legal Counsel to the Presiding Judge on the case, Conrad Singer, to edit and suppress portions of the forensic evaluation report that I completed. This constituted what is referred to as ex parte communication, i.e. out of court contact, with me, the evaluator, concerning the content of my report, a practice that is strictly forbidden by ethical guidelines governing the conducting of forensic evaluations. To engage in such ex parte communication is to taint the cloak of impartiality that is so essential to the process. To then attempt to coerce the evaluator to make changes to his report, thereby obfuscating the basis for conclusions reached, is to blatantly subvert the process. In this instance, Judge Robbins ultimately suppressed the entire report, and, acting in behalf of Judge Singer, refused to approve payment for the extensive services rendered. In response to good faith efforts to resolve the matter, Judge Robbins issued the following terse, vulgar e-mail, reiterating her demand that changes to the content of the report be made.

Picture
     “…MAKE THE CHANGES AND SHUT THE F**K UP”!!! Judge Robbins was neither subtle about her improper demands nor civil in her manner of communicating. She broke the rules forbidding ex parte communication; she broke the rules forbidding any intrusion on the independent impartiality of the evaluator, and she broke the rules of civility, in or out of court. Her actions and the above email from her are illustrative of her utter disregard for ethical standards, her readiness to abuse her position of power, and her utter contempt for others who attempt to uphold ethical standards in their conduct.

    Judge Singer did nothing to remedy the situation. He permitted the forensic evaluation report to be permanently suppressed, thereby depriving the Court of data and information needed to reach objective decisions about a child custody and parenting plan that would optimally meet the needs of the subject child. By doing so outside of court, he circumvented the customary practice of making such decisions about the admissibility of evidence within court proceedings. He thereby broke the rules about the handling of evidence, ignoring information that was collected in order to inform the Court in making determinations about what may be in the best interests of a minor child.  He also ignored requests for payment by permitting his Legal Counsel to return unsigned vouchers to me. He thereby broke the rules set forth in his own order of appointment concerning conditions and obligations regarding payment. Only belatedly, under pressure from a state investigation, did he approve partial payment. The investigation, conducted by the office of the Inspector General of the NYS Unified Court System, has been on-going for over a month. It is an internal investigation that is confidential and therefore not open for public scrutiny. The NYS Commission on Judicial Conduct has also been contacted. This Commission is on record for sanctioning Judge Singer for errors he made, including engaging in ex parte communication, approximately six years ago. Finally, a complaint has been filed with the Grievance Committee of the Nassau County Bar Association, pertaining to the unethical actions of Judge Robbins in this matter. Robbins served as County Court Judge in Nassau County from 2005 through 2014, but was voted off the bench in November, 2014. She is currently on the ballot for the November 3, 2015 election, seeking a new 10 year term as County Court Judge. I am seeking a public airing of the facts of this matter, so as to ensure that ethical standards are faithfully observed, particularly by officials of the Court who are charged with intervening in the lives of children and families under duress in a fair and unbiased manner. Investigation is especially necessary because of the failure of the Presiding Judge and his Legal Counsel to acknowledge any mistake or wrongdoing on their part.

    It would be most helpful to learn about their motives and reasons for breaking the rules. Were rules broken because allegiance to another entity or other agenda superseded the obligation to adhere to unambiguous ethical standards of conduct? In the present case, we are still awaiting feedback and corrective action to be made by the powers that be who are ultimately responsible for restoring integrity to the Family Court system, when it goes astray. The outcome of investigations will have an impact on all who are involved with or affected by Family Court, including judges, referees, forensic evaluators, lawyers serving as counsel to judges, lawyers for parents, attorneys for the children, the parents of the children and the children themselves, especially the children!

    While awaiting responses from investigatory bodies, it may be helpful to begin a dialogue among professionals as well as parents who have their own concerns based upon personal experiences with Family Court. To what degree is greater administrative oversight and monitoring necessary? What training is needed in order to clarify standards and identify the appropriate course of action to take when rules are not being followed? Is there a need for greater transparency concerning any aspects of the child custody/parenting plan litigious process? How can the process be modified to make it less stressful, less adversarial, and more efficient? How can the child’s time in a state of family limbo be minimized?


James R. Gries, Psy.D.

Licensed Clinical Psychologist

Forensic Evaluator

Clinical Director, IEH

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    Dr. Len Gries is a Psychologist with over 50 years of experience with child welfare, parenting skills training, forensic evaluation, and trauma assessment. Avid Mets fan. 

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